Rule of 11 - PDFSEARCH.IO - Document Search Engine

Rule of 11
Results: 913

#	Item
721	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.13 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2011-08-12 13:51:12 Financial economics Business 73rd United States Congress United States Securities and Exchange Commission Direct Edge Securities Exchange Act U.S. Securities and Exchange Commission Financial Industry Regulatory Authority International Securities Exchange Economy of the United States United States securities law Self-regulatory organizations
722	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rules 2.5 and 11.4 to Permit Qualification and Registration of Authorized Traders of Members Pursuant to Certain Foreign Examination Modu Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-11-10 09:49:12 Securities Exchange Act Financial system Canadian securities regulation Securities regulation in the United States U.S. Securities and Exchange Commission Registered representative Financial Industry Regulatory Authority Self-regulatory organization Securities Act United States securities law Financial regulation Law
723	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGX Rule 11.5 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-10-25 10:54:54 United States Securities and Exchange Commission Financial regulation Securities Exchange Act Finance U.S. Securities and Exchange Commission Government Regulation S-K United States securities law SEC filings 73rd United States Congress
724	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]April 11, 2005 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Ca Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-04-14 18:33:14 Financial economics United States Securities and Exchange Commission 73rd United States Congress Options Clearing Corporation Securities Exchange Act Short U.S. Securities and Exchange Commission Commodity Futures Trading Commission Securities and Exchange Commission Financial system United States securities law Finance
725	Notice of Filing of Amendment No. 2 to Proposed Rule Change to Amend EDGX Rules 11.9 and 11.5 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-21 09:38:12 73rd United States Congress Order Financial economics Securities Exchange Act Federal Rules of Civil Procedure Investment Finance Stock market United States Securities and Exchange Commission United States securities law
726	Notice of Filing of Proposed Rule Change Relating to Official Statement Delivery Requirements under Rule G-32, Rule G-36, and Rule G-11; Rel. No[removed], File No. SR-MSRB[removed] Add to Reading List Source URL: www.sec.gov Language: English - Date: 2005-07-20 12:47:30 Economics 73rd United States Congress United States Securities and Exchange Commission Municipal Securities Rulemaking Board U.S. Securities and Exchange Commission Securities Exchange Act Underwriting Self-regulatory organization Bond United States securities law Financial economics Financial regulation
727	Notice of Filing of Proposed Rule Change, as Modified by Amendment No. 1, to Amend EDGA Rule 11.13, entitled "Clearly Erroneous Executions." Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-06-23 09:41:24 Economy of the United States New York Stock Exchange Securities Exchange Act United States Financial economics United States Securities and Exchange Commission United States securities law 73rd United States Congress
728	SECURITIES AND EXCHANGE COMMISSION (Release No[removed]; File No. SR-OCC[removed]February 11, 2008 Self-Regulatory Organizations; The Options Clearing Corporation; Notice of Filing of a Proposed Rule Change Relating to Add to Reading List Source URL: www.sec.gov Language: English - Date: 2008-02-13 10:19:52 Options Clearing Corporation Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Financial system Financial economics United States securities law 73rd United States Congress United States Securities and Exchange Commission
729	Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend EDGA Rule 11.14 Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-07-20 11:41:55 United States Securities and Exchange Commission Securities Exchange Act Financial regulation Government U.S. Securities and Exchange Commission Securities and Exchange Commission Finance United States securities law SEC filings 73rd United States Congress
730	Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending NYSE Arca Equities Rule 7.11 to Extend the Effective Date of the Pilot Add to Reading List Source URL: www.sec.gov Language: English - Date: 2010-12-09 17:55:21 Financial regulation Securities Exchange Act SEC filings United States U.S. Securities and Exchange Commission New York Stock Exchange Finance Securities regulation in the United States United States securities law 73rd United States Congress United States Securities and Exchange Commission

UPDATE